PLATFORMS: NASD Regulation, Inc., monitors stock market trades and quotes with its Advanced Detection System (ADS), which is comprised of KDD Explorer running on a Sequent NUMA-Q 2000 host and Sun SparcStation workstations.
BACKGROUND: The National Association of Securities Dealers, Inc., (NASD) is the largest securities industry self-regulatory organization in the United States. Through its subsidiaries, NASD Regulation, Inc., and the NASDAQ Stock Market, Inc., the NASD develops rules and regulations, conducts regulatory reviews of members' activities and designs, operates and regulates securities markets all for the benefit and protection of investors.
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