June 10, 2008 - SunGard released StreamCore Compliance Dashboard, a compliance solution that helps broker-dealers meet transparency and supervision requirements throughout the clearance and settlement process.
SunGard’s StreamCore Compliance Dashboard aggregates information from multiple transaction processing systems covering a range of products, asset classes and information silos. It presents centralized workflows and views of information in real time.
The first version of SunGard’s StreamCore Compliance Dashboard, which leverages Attunity’s InFocus application and data integration software, provides alerting and workflow capabilities for the Municipal Securities Rulemaking Board (MSRB), The Financial Industry Regulatory Authority’s (FINRA) and Trade Reporting and Compliance Engine (TRACE), organizations that require submission of municipal trades and corporate bonds within 15 minutes of execution.
SunGard’s StreamCore Compliance Dashboard monitors the progress of trades and displays any problems that may occur. By capturing the trade reporting data from the back-office system, the dashboard gives managers the ability to know instantly when the trade was executed and entered.
Offered in an application service provider environment, the dashboard provides a color-coded summary display of trade status with the ability to drill down into more detail, giving users the ability to view problems or delays as they occur and manage the process in real-time.
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